-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HfOX9rhdRIPm3/SMFCksQkjiDVyLpOOEuaU7o61Gc+Swpv6ayMbSQq+0nNqs/AmU bpfLLkLiKQgsjj2lj+qsBA== 0001072588-07-000334.txt : 20070926 0001072588-07-000334.hdr.sgml : 20070926 20070926153709 ACCESSION NUMBER: 0001072588-07-000334 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070926 DATE AS OF CHANGE: 20070926 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUN RIVER ENERGY, INC CENTRAL INDEX KEY: 0001066551 STANDARD INDUSTRIAL CLASSIFICATION: [9995] IRS NUMBER: 841491159 STATE OF INCORPORATION: CO FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81812 FILM NUMBER: 071136555 BUSINESS ADDRESS: STREET 1: 10200 W 44TH AVE STREET 2: #210 E CITY: WHEAT RIDGE STATE: CO ZIP: 80033 BUSINESS PHONE: 303940 2090 MAIL ADDRESS: STREET 1: 10200 W 44TH AVENUE STREET 2: SUITE 210 E CITY: WHEAT RIDGE STATE: CO ZIP: 80033 FORMER COMPANY: FORMER CONFORMED NAME: DYNADAPT SYSTEM INC DATE OF NAME CHANGE: 19990812 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Doak Robert CENTRAL INDEX KEY: 0001319831 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 719 942 3056 MAIL ADDRESS: STREET 1: 134 W. MAIN CITY: TRINIDAD STATE: CO ZIP: 81082 SC 13D/A 1 rdsch13da3.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Amendment # 3 Under the Securities Exchange Act of 1934 SUN RIVER ENERGY, INC. (Name of Issuer) Common Stock, (Title of Class of Securities) 26779W 10 3 (CUSIP Number) Suite 210 E, 10200 W. 44th Ave, WheatRidge, CO 80033 (303) 940-2090 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) New Mexico Energy LLC Robert A. Doak, Jr. 1207 Alta St Trinidad, Colorado 81082 (719) 845-0863 September 24, 2007 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. (however, see the Notes). - - - ---------------------------------------------------------------------------- CUSIP #26779W 10 3 13D Page 2 of 5 Pages - - - ---------------------------------------------------------------------------- - - - ---------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) New Mexico Energy, LLC (beneficially Robert A. Doak, Jr.) - - - ---------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |X| - - - ---------------------------------------------------------------------------- 3. SEC Use Only - - - ---------------------------------------------------------------------------- 4. Source of Funds (See Instructions) NA - - - ---------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |_| - - - ---------------------------------------------------------------------------- 6. Citizenship or Place of Organization US - - - ---------------------------------------------------------------------------- 7. Sole Voting Power Number of Shares 3,666,666 Beneficially ----------------------------------------------------------------- Owned by Each 8. Shared Voting Power Reporting Person With 0 - - - ---------------------------------------------------------------------------- 9. Sole Dispositive Power 3,666,666 - - - ---------------------------------------------------------------------------- 10. Shared Dispositive Power 0 - - - ---------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,666,666 - - - ---------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - - - ---------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 24.4% (1) Does not inclued 22.6% owned directly by Robert A. Doak, Jr. (Beneficial owner of New mexico Energy, LLC) Total % of direct and indirect ownership is 47% - - - ---------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) Co - - - ---------------------------------------------------------------------------- - - - ---------------------------------------------------------------------------- CUSIP #26779W 10 3 13D Page 3 of 5 Pages - - - ---------------------------------------------------------------------------- - - - ---------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Robert A. Doak, Jr. also (Beneficial owner of New Mexico Energy, LLC) - - - ---------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |X| - - - ---------------------------------------------------------------------------- 3. SEC Use Only - - - ---------------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - - - ---------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |_| - - - ---------------------------------------------------------------------------- 6. Citizenship or Place of Organization US - - - ---------------------------------------------------------------------------- 7. Sole Voting Power Number of Shares 3,396,066 Beneficially ------------------------------------------------------------------ Owned by Each 8. Shared Voting Power Reporting Person With 0 - - - ---------------------------------------------------------------------------- 9. Sole Dispositive Power 3,396,066 - - - ---------------------------------------------------------------------------- 10. Shared Dispositive Power 0 - - - ---------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,396,066 - - - ---------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - - - ---------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 22.6% (1)Does not include 24.4% owned indirectly through New Mexico Energy LLC (Total Direct and Indirect Ownership is 47% attributable to Robert A. Doak, Jr.) - - - ---------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) I - - - ---------------------------------------------------------------------------- Page 4 of 5 Item 1. Security and Issuer. This Schedule 13D amendment relates to the common stock ("common stock"), of Sun River Energy, Inc., a Colorado corporation (the "Issuer"). The principal executive offices of the Issuer are located at: Suite 210-E, 10200 W. 44th Ave., Wheat Ridge, CO 80033 Item 2. Identity and Background. New Mexico Energy, LLC is beneficially owned and managed by Robert A. Doak, Jr. 1207 Alta, Trinidad, NM 81082, retired Geologist, US Citizen No person or entity listed above has been convicted of any crime, nor has any person been subject to any civil, administrative, injunctive or other Order in the past 5 years, which enjoined, prohibited or mandated any behavior. Item 3. Source and Amount of Funds or Other Consideration. Not Applicable. (Transfer from LLC to member name and family members of Mr. Doak, by gift). Item 4. Purpose of Transaction. Robert A. Doak, Jr.- Who is also beneficial owner of New Mexico Energy, LLC sold 24,600 shares in market sales.. Item 5. Interest in Securities of the Issuer. Name Shares Owned Percent - - ---- ------------ ------- New Mexico Energy, LLC 3,666,666 24.4% (beneficially Robert A. Doak, Jr.) Robert A. Doak, Jr. 3,396,066 22.6% (a) No person, other than a Filing Persons, are known to have the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the shares of the common stock beneficially owned by the Filing Person. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None Item 7. Material to be filed as Exhibits. None Page 5 of 5 Signatures After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 26, 2007 /s/Robert A. Doak, Jr. By: New Mexico Energy, LLC /s/Robert A. Doak, Jr. _______________________ Manager -----END PRIVACY-ENHANCED MESSAGE-----